Adam R. Leber
Adam serves as the Chief Compliance Officer for Alera Group Wealth Services and Retirement Plan Services. He is responsible for building and maintaining the compliance program, including updating and maintaining policies and procedures, assessing risk, and advising the firm on governance and regulatory matters.
Adam has over 15 years of experience in the financial services industry. Before joining Alera Group, Adam was the Chief Compliance Officer and Director of Operations at GCG Financial, an Alera Group Company. Prior to GCG Adam was the Director of Central Wealth Compliance at BMO Harris where he led a multi-jurisdictional Wealth Management and Asset Management compliance department.
Adam is involved with the National Society of Compliance Professionals and holds his FINRA Series 7, 66, 24, and 9/10 registrations.
Education: Master of Legal Studies, Washington University in St. Louis School of Law; B.S. Management, National Louis University
Investment Advisory Services offered through Alera Investment Advisors, LLC. Securities offered through Triad Advisors, LLC., Member FINRA/SIPC. Triad Advisors LLC is separately owned and other entities and/or marketing names, products or services referenced here are independent of Triad Advisors.